Declaration for a Framework for Action: Improving Access to HIV/AIDS
Care in Developing Countries
This declaration is the product of a year-long consultative process
involving 155 experts from 27 countries and 57 national and interna-
tional organizations. It is the consensus of the participants who
convened in Paris at the invitation of the French Ministry of Foreign
Affairs with the support of UNAIDS secretariat and WHO on 29 November
to 1st December 2001.
Introduction and Purpose of the Document
With an estimated 40 million people infected with HIV worldwide and
26 million accumulated deaths, HIV now stands as the worst infectious
disease pandemic in recorded history. The threat imposed by HIV is
reflected not only in the tragedy of each individual case and his/her
affected loved ones but on the global scale of human health and the
potential for demographic, economic and political destabilization in
many countries.
Access to HIV prevention and care services have long been championed
by international organizations, governments, non-governmental organi-
zations and community groups. However, we are far short of providing
HIV-infected people worldwide with appropriate care. In the last two
years, an extraordinary juxtaposition of events has given us an op-
portunity that must be seized. Since the International AIDS Confer-
ence in Durban in July 2000 and the United Nations General Assembly
Special Session (UNGASS) in June 2001, the world is mobilized as
never before to address the issue of HIV/AIDS in developing coun-
tries.
The tools which can change the course of the epidemic are in our
grasp. The benefits of treatment in terms of preventing illness and
death from HIV infection have now been well demonstrated. Access to
HIV medications must now be ensured for the millions of infected per-
sons in the developing world within the broader context of appropri-
ate care, prevention and support. Current resource allocations are
woefully inadequate, substantially less than 25% of the annual esti-
mated need, to meet this goal. Future generations will judge us
harshly if we fail moving rapidly toward the minimum 7-10 billion
dollar per year allocation that was called for in June 2001.
The purpose of this document is two-fold. The first is to set forth a
clear framework for improving and accelerating access to care for
HIV-infected women and men in the developing world. In particular,
the document proposes near-term goals that are achievable. Specific
priorities are outlined with a timeline of 18-36 months. The second
purpose is to serve as a start for mobilizing organizations and peo-
ple to an ongoing, progressive, sustainable action plan that will
help to make the UNGASS declaration become a reality.
Current Status of HIV/AIDS Care in Developing Countries (Including
Achievements Thus Far)
Prevention, Care and Support Emphasizing Synergy
As already shown by successful local and community responses to
HIV/AIDS, prevention and treatment are synergistic: access to HIV
treatment enhances the effectiveness of prevention as well as volun-
tary counselling and testing (VCT) programs. Prevention, or the re-
duction of new infections in the seronegative population, should not
be pitted against care for those who are already HIV-infected. The
idea that prevention could be more effective than treatment ignores
their interdependence and indivisibility. There is no disputing that
targeted prevention strategies that take into consideration poverty,
discrimination, inadequate education and gender inequality are effec-
tive in reducing HIV transmission. However, they will not be able to
curb the pandemic in the absence of parallel efforts toward persons
living with HIV.
It is estimated that 9 out of 10 HIV-infected persons in sub-Saharan
Africa do not know their serostatus. This is unlikely to change
unless access to adequate care in case of a positive test result is
offered. In addition, availability of effective care and treatment
options reduces HIV-AIDS related stigma and increases societal and
local responses to the epidemic.
Economic Opportunities and Constraints
Assuming that 20%-25% of the HIV-infected persons world-wide are
symptomatic and/or in an advanced stage of immunodeficiency, 7.5 to 9
million living in developing countries are in urgent need of antiret-
roviral treatment (ARV). In contrast, a total of only about 200,000
HIV-infected persons, of whom 100,000 live in Brazil, use these
treatments. This is less than 3% of those in need. At current dis-
counted prices of antiretroviral drugs plus other costs of treatment
(1,200 US$ per patient per year for both) the availability of 240
million US$ in 2002 would result only in a doubling of the number of
treated persons, a positive but only a small step forward. Clearly
there is an urgent need for supplemental resources if additional
lives are to be saved. In order to reach at least a third to one half
of the 7.5 to 9 million people estimated to be in immediate - need of
treatment, additional funding is required for the Global Fund to
Fight Against AIDS, TB and Malaria and from international co-
operation, the private sector and insurance, as well as public budg-
ets from national governments.
A number of national and smaller pilot programs in middle-income (Ar-
gentina, Brazil, Chile, Thailand, etc.) and low-income (Cote
d'Ivoire, Senegal, Uganda, etc.) countries have demonstrated a compa-
rable feasibility, efficacy and adherence with antiretroviral treat-
ment to those obtained in high-income countries. The Brazilian ex-
perience, which ensures universal access and enhances domestic drug
production, shows that ARVs can be cost-saving for the health care
system: extra costs of drugs are more than offset by further savings
due to the reduced number of episodes of opportunistic infections and
consequently reductions in hospitalization (according to the Brazil-
ian Ministry of Health net savings through ARV use amounts to more
than 140 million US$ per year). Once indirect costs (i.e. productiv-
ity losses associated with morbidity in HIV-infected patients) are
taken into account, antiretroviral treatment is clearly cost-saving
for many economic sectors of developing countries, as suggested by
the increasing number of private companies in Africa, Asia and South-
America which provide these treatments or subsidise their costs for
their workforce.
Antiretrovirals for the prevention of mother-to-child transmission of
HIV and prophylaxis for tuberculosis and other opportunistic infec-
tions are generally recognized to be cost-effective, and must be im-
plemented on a large scale everywhere including in the countries with
the lowest GDPs. Even if they do not save money per se, new health
interventions are considered as cost-effective in the North as soon
as their marginal cost per additional life-year saved is below twice
the GDP per capita (50,000 US$ in OECD countries). Applying the same
criterion to developing countries with lower GDPs, means that anti-
retroviral treatment should also be considered cost-effective for
eligible patients in low-resource settings. Moreover, human and so-
cial benefits from increased life-expectancy and quality of life of
HIV-infected patients go far beyond their direct economic impact for
treated patients and include improved social and human development
for their families, communities and country as a whole.
Key Issues and Opportunities
The care of HIV infected persons is multidimensional and the compo-
nents must be clearly delineated. In this context, it is important to
re-emphasize that prevention of new infections and care of those al-
ready infected are tightly linked and synergize with one another. Na-
tional AIDS programs and international agencies have outlined many of
these critical features and it is not the point of this declaration
to reformulate these documents. Rather, it is to highlight the most
critical areas which require resources, at the country level, in or-
der to scale up the most effective programs for access to care.
Uniform availability of voluntary counselling and testing (VCT)
Where this does not exist, appropriate measures should be taken imme-
diately to scale up these programs. Proper assessment of an individ-
ual's HIV status permits educational measures to help negative per-
sons remain negative and positive persons to enter into care. The
latter, in turn, facilitates prevention efforts through interventions
to prevent secondary transmission whether this be behavioral modifi-
cation or entry into mother-to-child transmission prevention programs
in the case of pregnant women. Increased testing capacity will also
contribute to ensure a safe blood supply. A key element of strength-
ening VCT programs is the parallel availability of antiretroviral
drugs. The hope of accessing life saving therapy will encourage more
people to seek VCT services and thereby directly assist the preven-
tion efforts.
Scaling up of MTCT prevention programs
One of the greatest achievements of the past decade is the demonstra-
tion that MTCT of HIV can be dramatically reduced by antiretroviral
drugs. In the developed world the rate of infection of newborns is
less than 2 percent and is near zero in women who receive proper an-
tenatal care. Attaining this degree of success in the developing
world will be difficult because of the absence of uniform access to
antenatal care and the need for breastfeeding. In spite of these dif-
ficulties, reductions of MTCT by 50 percent have already been demon-
strated in the developing world through the use of nevirapine or
short-course zidovudine (AZT). These programs must be put in place in
every health care setting. The availability of this service will in-
crease the uptake of VCT in a synergistic fashion. MTCT prevention
programs are also a crucial entry point for the introduction of anti-
retroviral treatment of the mother and family when indicated.
Opportunistic infection (OI) prophylaxis and treatment
The proper management and prevention of opportunistic infections has
been proven to have a positive impact on morbidity. Uniform access to
drugs, such as antituberculous drugs and cotrimoxazole, is a cost ef-
fective intervention that is a mandatory component of care. Antiret-
roviral therapy is by itself the best prophylaxis for opportunistic
infections. Scaling up antiretroviral treatment will progressively
reduce the need for anti-OI drugs.
Improving access to antiretroviral therapy
The revolution in care in the developed world is unquestionably
linked to the availability of powerful combinations of antiretroviral
drugs. Dramatic reductions in morbidity and mortality have been well
documented and this benefit needs to be made broadly available to
persons in the developing world. It should be re-emphasized that
antiretroviral therapy is already being used in the developing world,
although on a small scale in low income countries, with the demon-
stration that it is feasible and effective. Further, drug adherence
appears to be comparable to the developed world and the concern for
the spread of drug resistance is not a valid reason to delay intro-
duction of therapy anywhere. In addition, drug resistance can be
minimized by improving drug adherence and utilizing potent drug com-
binations. Further, there are plans already in place to establish a
Global HIV Drug Resistance Monitoring Project by the WHO and the In-
ternational AIDS Society which will be put in place in parallel with
the scale up of antiretroviral treatment programs.
Conversely, failure to expand treatment in a systematic way will cer-
tainly increase the risk of non-rational prescription and use of an-
tiretrovirals ensuring a greater incidence of drug resistance. It
should also be recognized that the benefits of antiretroviral therapy
extend beyond the immediate medical result of an improved physical
health. These benefits include an improved psychologic status, stabi-
lization of the family unit, increased uptake of VCT, prevention of
opportunistic infections and probable diminished transmission in the
population. Antiretroviral treatment programs need to be scaled up as
rapidly as possible simultaneously with provision of health care
worker and facilities capacity to permit and facilitate care deliv-
ery.
Programs which build on existing MTCT prevention (e.g., MTCT "plus")
and tuberculosis control programs are key entry points for antiretro-
viral therapy programs. In addition, attempts should be made early on
to put programs in place at regional centers, district centers and
rural settings as treatment needs to reach the affected population
throughout the developing world. Within each country, financial sus-
tainability and equity considerations imply that additional care and
treatment resources, as well as public subsidies for antiretroviral
drugs (where they exist), need to be targeted to those who cannot af-
ford them, or who can pay only a fraction of the costs.
Psychosocial Support
A key element of care for all HIV infected persons is psychosocial
support, including palliative care. The high incidence of depression
and other emotional illnesses should be acknowledged in order for
hope to be nurtured. Good quality care requires sufficient numbers of
properly trained health care workers, traditional healers, religious
and community leaders and volunteers to help patients and their fami-
lies to develop the best ways of coping at all stages of HIV disease,
and particularly with end of life issues. Appropriate psycho-social
support will more than ever be needed to facilitate access and adher-
ence to treatment. Framework for Implementation of Priority Programs
Approach for Efficient Implementation While a demand-driven, partici-
patory, and progressively decentralised approach will enable broaden-
ing of health care services, a central capacity is also needed at na-
tional levels for protecting people's rights, promoting price reduc-
tions for HIV/AIDS drugs and services, quality control of drug and
service delivery, monitoring and evaluation. In order to create sys-
tems for delivering care to significantly more people, training of
personnel will be critical. In addition to supporting clinics, hospi-
tals and homecare programs, countries need to aggressively work to-
ward transforming existing volunteer and community-based organisa-
tions into AIDS service organizations. Latent capacities to demand
and provide for care and treatment are widespread in families, commu-
nities, and organizations. To fully develop them requires a learning-
by-doing approach in which the human, technical, and organizational
capacities are developed over time to handle progressively more com-
plex care and treatment components. Once reference centres in large
cities are functioning, these centres should be used to train people
working in smaller cities or rural communities as is being done in
Brazil, Cote d'Ivoire, Senegal and Uganda.
One innovative model for providing care is "Association-Based Treat-
ment" (e.g., Burundi, Zimbabwe, Venezuela). Within this model the fi-
nancial and material treatment resources are controlled and managed
by the associations of people living with HIV/AIDS, together with
doctors and other providers. In this context HIV infected women and
men are directly involved in the decision-making process and organi-
zation of all aspects of HIV care. Without medicines, reagents for
diagnostic testing and monitoring, improved human resources will be
compromised and ineffective. Therefore, how to offer international
support to augment local and national procurement efforts will be
critical. Since the availability and sources of commodities will vary
dramatically, international funding sources should not attempt to
dictate where and how drugs and other inputs will be purchased. Deci-
sions on how to procure should be left to the country which may de-
cide to: conduct national tenders to foster competition between ge-
neric and proprietary companies, take advantage of regional procure-
ment organizations or future international buying arrangements man-
aged by UNICEF (or other international, intergovernmental or private
procurement organisations).
Efforts to build local capacity for drug production, procurement and
management of rational drug delivery should also be supported by in-
ternational funds. Creating drug production capacity within develop-
ing countries can be an important factor in increasing access to
medicines. Patents must not constitute a barrier to access. The use
of safeguards (such as compulsory licensing) to override patents is
legal within the TRIPS international trade agreement and has been
strongly reinforced in the 14 November 2001 WTO ministerial confer-
ence declaration on the TRIPS agreement and public health. It reads
that "the TRIPS Agreement does not and should not prevent Members
from taking measure to protect public health." It also states that
"each Member has the right to grant compulsory licenses and the free-
dom to determine the grounds upon which such licenses are granted."
To offer treatment to the highest number of people possible, it is
essential that funds be used to buy quality commodities at the best
possible price. Using the lowest cost suppliers, whether proprietary
or generic companies, will increase the number of people who can be
treated and will allow for greater investments in other important
components of care and prevention. Increased competition is a power-
ful tool to reach this goal. Next to mobilizing the financial re-
sources, the testing of the tools and of the logistics to roll them
out in district-wide and ultimately nation-wide programs is the
greatest challenge to scaling up care, treatment, and support.
Partnerships
In the last two decades of the response to HIV/AIDS various forms of
partnerships have been built. They need to be strengthened and new
forms of partnerships, such as networking among hospitals in the
North and in the South, health care delivery centres, community or-
ganisations and NGOs must be promoted to reduce the gaps in knowledge
and access to services, and create a solid basis for local, national
and global solidarity. Partnerships must be based on trust, respect
and shared vision. They add value to the process of providing and
utilizing care and support by taking advantage of their strengths to
scale up local response. Technical expertise already existing at in-
ternational level, notably in the UN system, and at country level,
should be mobilised to facilitate these partnerships. Partnerships
between the public and private sectors should be strongly encouraged
for delivery of care, mobilization of funding, and/or procurement of
commodities for HIV-AIDS care in order to optimise use of resources
and to the extent that they help promoting the goal of wider access
to care.
The potential of care partnerships have been demonstrated in Zambia
where a national facilitation team consisting of a resource group of
more than twenty people from national networks and organizations has
quickly increased local districts' capacity to deliver care to an in-
creased patient population. Only these types of networks can ensure a
continuum of care, from the home to the district clinic and hospital
or between the public, private and faith based health facilities.
Priorities for Operational Research
There are numerous questions that need to be answered in the context
of care delivery in the developing world. The pressing need to de-
liver antiretroviral treatment as quickly as possible to as many per-
sons means that care and treatment programs should never be delayed
pending the results of research projects. Rather, the opportunity
should be taken to put practical, simplified data gathering mecha-
nisms in place so that outcomes research can be successfully accom-
plished in parallel with the implementation of the programs. One ad-
vantage to pursuing operational research in this manner is that the
results will be directly applicable to the countries in which the
data are gathered.
Examples of the questions that need to be quickly answered are: What
are the most relevant and cost effective ways to deliver and monitor
antiretroviral therapy including the identification of the cheapest
effective regimens, the simplification of monitoring for toxicity and
efficacy and the promotion of cheaper and simpler methods for CD4
cell count and viral load measurements? What are the best regimens
for patients co-infected with tuberculosis and/or hepatitis viruses?
What patterns of drug resistance will emerge and what is the inter-
play of MTCT prevention programs with therapeutic antiretroviral pro-
grams? What are the best strategies to scale up personnel and facili-
ties infrastructure without delaying implementation of care programs?
What is the impact of improved access to care on behaviors and on
prevention of HIV transmission in the population notably among
youths? What is the impact of improved access to care on economic,
social and human development as well as on strategies for poverty al-
leviation?
Conclusions
A real opportunity to impact on the HIV/AIDS epidemic now exists.
Care, treatment, and prevention of HIV/AIDS are strongly linked. Care
constitutes an entry point and a key element for effective preven-
tion. In low and middle income countries a wide array of life-
prolonging care and treatment interventions are feasible and cost-
effective today. The sharp drop in the prices of antiretroviral drugs
in these countries has dramatically improved their cost-
effectiveness. Several nationwide and smaller ARV programs have shown
adherence levels and efficacy outcomes of therapy that are similar to
those in the developed world.
Governments, the private and not-for profit sector, and the interna-
tional community must now commit the required financial resources
commensurate with the need as identified by the UNGASS declaration.
Failing to seize this opportunity to expand care and treatment will
perpetuate untold human suffering and increase poverty and inequity
on a worldwide scale.
We propose that this declaration be circulated to all international
and national partners in the fight against HIV/AIDS with the view to-
ward endorsement by appropriate forums, governments and concerned or-
ganizations. We hope that it will serve as a basis for immediate ac-
tion.
LIFE STORIES....
Seven year old Preeti, goes to school in the neighbourhood of Mumbai,
India. She's been regularly visiting the family doctor and several
specialists since she was two years old. She's always wondered why
she is unable to compete with her friends at play, feels exhausted
after a short spell of sport, and frequently misses school due to fe-
ver and cough. Her mother tells her that she's not well but doesn't
really know what's wrong with her. "When will I be normal like my
friends?" asks Preeti. Her mother tells her that there are drugs now
that can make her feel better but they can't afford them because they
cost almost $ 100 per month; almost all her mother's salary. Preeti
is remorseful; only if her father were alive, he would have arranged
for her medications!
Theresa N. is a 35 year old widow living with HIV in a low income
area of Bujumbura, Burundi. Her husband died of AIDS five years ago,
leaving behind two sons aged 11 and 9. She is a member of a local
support group for people living with HIV/AIDS. When she is at home,
she likes to listen to the radio. In one meeting of the support
group, she stood up and said: "I heard on the radio that there are
new drugs that can help infected persons like me to live longer. I
went to ask the local pharmacist and he told me that I should forget
about them because I just can't afford them. I wonder now who they
are made for. When will the likes of me get them? As a widow, I am
the only support my children have. I want to live and see my sons
grow. I need drugs."
Paolo R. is in his early thirties and he lives in Rio de Janeiro,
Brazil. He tested positive for the HIV virus in 1992 and developed
AIDS 7 years later. It all started slowly with a recurring diarrhea
and soon, he was too week to leave his bed. The suffering he got from
different sorts of infections and the way people looked at him made
him feel that he would rather die. In fact, his doctor told Paolo's
mother that his death was just a few months away. To the extent that,
when the Brazilian government started universal treatment with ARV
for all Brazilians in need, Paolo's doctor hesitated. He thought
Paolo was just too weak to undergo antiretroviral treatment. When he
heard about it, Paolo insisted to be given a chance and his doctor
accepted. Paolo has been using ARV for 2 years now. He is doing very
well and it shows: he has gained weight, he looks happy and he's got
a job. Says Paolo: "I was expecting death every day; but this treat-
ment got me back to life. Today, I am proud to say that I am alive
and making plans for life, not for death. I can walk down the street
without fear. I feel a lot more confident." Millions of persons like
Preeti and Theresa are in dire need of treatment. What are we going
to do together to improve their lives and have millions of stories
like Paolo's to tell the world?
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